Consumer Law at Your Fingertips
Insurance and Investment Services
- Insurance Agents and Brokers. Wisconsin's Office of the Commissioner of Insurance (OCI) licenses and regulates insurance agents, brokers and intermediaries. See Wisconsin Statutes chapter 628.
- Investment Advisors and Securities Brokers. The Wisconsin Department of Financial Institutions (DFI) regulates investment advisors and securities brokers. See Wisconsin Statutes chapter 551 and Wisconsin Administrative Code chapters DFI 4 and 5.